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Nicole Roth, Esq.

Nicole Roth, Esq.

Financial Advisor, Registered Representative

Nicole Roth is the third generation to work for CAS Financial. In addition, she maintains a solo law proprietorship and handles legal transactional matters.

Professional Licenses and Designations

  • FINRA Registrations: Series 6, Series 63, Series 65

Insurance Licenses

  • Health Insurance
  • Life Insurance

Designations

  • ESQ

My Areas of Focus

  • Estate Planning: Business Organizations, Estate Plans, Trusts, Wills, Durable Power of Attorney
  • General Tax Services: Tax Planning and Preparation, Year-End Planning, Incorporations
  • IRS Matters: Tax Petitions and Consulting